Corporate Compliance Officer (LOD2) Financial Markets

Corporate Compliance Officer (LOD2)

Major Financial exchange in the Capital Markets sector is looking for an experienced Corporate Compliance Officer (LOD2) to join a Group Compliance function as a Second Line of Defence, with a strong focus on Financial Crime Compliance.

Key Responsibilities

• Lead and review KYC/CDD and Enhanced Due Diligence (EDD) activities.
• Support AML/CFT, fraud and sanctions compliance and investigations.
• Perform Second Line controls testing and thematic compliance reviews.
• Identify control gaps, document findings and drive remediation actions.
• Provide practical financial crime compliance advice to business stakeholders.
• Monitor EU and local regulatory developments and assess their impact.
• Support AML regulatory implementation initiatives.
• Provide secondary support across ABC, gifts & entertainment and conflicts of interest.

Required Experience

• 5–8 years' experience in AML/CFT, KYC/CDD, fraud or sanctions compliance Support fraud risk assessments and case handling.
• Strong hands-on experience with KYC/CDD and EDD reviews.
• Controls, reviews and reporting
• Proven experience in financial crime controls, testing and thematic reviews.
• Background within regulated financial services, banking or market infrastructure.
• Experience working within a Second Line of Defence environment.
• Strong knowledge of EU financial crime regulations.
• Monitor regulatory developments on anti-money laundering, counter-terrorist financing, fraud, and sanctions, including EU-level texts and jurisdiction-specific requirements, and maintain the regulatory watch log for this topic set
• Fluent English; French is an advantage.
• Comfortable working independently across multiple jurisdictions and stakeholders.

The Opportunity

A hands-on LOD2 Financial Crime Compliance role offering the opportunity to work across a complex, multi-jurisdictional environment, with AML/CFT, KYC, fraud and sanctions at its core.