Assistant Audit Manager - Assistant Vice President (f/m/d)

25 Jun 2026

Frankfurt, HE, DE, 60311

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SMBC: A trusted partner for the long term

Here at SMBC Group, we want to help you find the next step in your career so read on to discover if this opportunity is the one for you. We like to recognise potential in our people, so we welcome your application even when your experience doesn’t perfectly align with the job description. Whilst we’ll always strive to be better, we’re proud of our inclusive culture, and encourage our applicants and colleagues to be their authentic, unique selves.

Who we are

United by a sense of purpose towards our customers – to be a trusted partner for the long-term – and our universal banking platform in EMEA, SMBC Group has an international growth agenda and award-winning products, meaning we provide exciting opportunities to work on a diverse range of projects and initiatives. We deliver a full suite of corporate finance products and solutions to our customers as well as investment banking and advisory services, and a range of innovative solutions in global capital markets. Read on to find out how you could enhance your skills and gain valuable experience, by joining us to support our clients transition to a sustainable future.

Role Summary

Is the next step in your career at SMBC Group EMEA? We are looking for an Assistant Audit Manager - Assistant Vice President (f/m/d) to join our internal audit team.

This role will be:

Preparing internal audit working papers in accordance with the Policies and Procedures of Audit Department as documented with the Audit Manual.

Documenting sampling methodology within the working papers and performing testing of the key controls identified.

Preparing draft Audit Control Recommendations for review by the Auditor in Charge.

Responding to working paper review points raised by the Auditor in Charge.

When acting as AiC this also includes:

(1) Preparing planning material to ensure that the internal controls covering the key risks are appropriately tested in order to provide reasonable assurance to the Executive Board, Management and other stakeholders, including regulators that an effective internal control environment exists.

(2) Preparing draft Audit Control Recommendations for review by HoA. The Audit Findingss musts be factually accurate and clearly communicate the findings and recommendations. The Assistant Audit Manager must clearly communicate the issues to HoA and then to business Management. In doing so, the Assistant Audit Manager may experience some significant challenge and must therefore be resilient and articulate in their presentation of the issues and call on the support of the Audit Partner /HoA.

(3) Preparing the final internal audit report. The report must clearly communicate areas of positive assurance as well as areas where improvement in the internal control environment is required.

(4) Undertaking follow-up and closure of internal audit recommendations. This process requires the validation of action taken by line Management for the closure of all High and Moderate Priority recommendations and the provision of assistant and guidance to Management.

The Assistant Audit Manager will also be expected to contribute to Audit Department initiatives and work collaboratively across EMEA.

Business Area

Internal Audit Function is responsible for an independent opinion on the changes and controls implemented by the organisations within its perimeter disclosed above, this role aims to provide insight and opinion on the key controls in operation in the business areas under review and therefore must have the expertise to provide advice and consultancy services as required.

Position Description

Knowledge, Skills, Experiences & Qualifications:

Educated to degree standard and holder of a professional q